Sapan ShahCRD Number: 4503644
Current Firm: J.p. Morgan Securities LLC
Sapan Shah (CRD# 4503644) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Summit, NJ and has over 18 years of experience in the finance industry.
Legacy Care Wealth, LLC
Financial Life Focus, LLC
High Mountain Financial Coaching LLC
|Jpmorgan Chase Bank Na||Summit, NJ||Nov 2016 - Current||5|
|Jpmorgan Securities LLC||Summit, NJ||Aug 2009 - Current||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2003|
|S66||NASAA Uniform Combined State Law Examination||Oct 2021|
Total Assets Under Management229,725MILLIONS
Total Number of Accounts856,594ACCOUNTS
Average Account Value$268,184
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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