Samuel Dubose, financial advisor Sumter SC
93 score

Samuel Dubose

CRD Number: 3160001
Current Firm: Lpl Financial LLC

Samuel Dubose (CRD# 3160001) is an Investment Advisor Representative working at Lpl Financial LLC in Sumter, SC and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial LLC Sumter, SC Oct 2011 - Current 5
Uvest Financial Services Group Charlotte, NC Dec 2003 - Current 13
The Citizens Bank Sumter, SC Dec 2003 - Current 13
Linsco/ Private Ledger Corp. Sumter, SC Apr 2003 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1998
S66 NASAA Uniform Combined State Law Examination Feb 2001
Contact Info for Samuel T. Dubose
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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