Brian SmalleyCRD Number: 5575649
Current Firm: Raymond James Financial Services Advisors, Inc.
Brian Smalley (CRD# 5575649) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Sun City, AZ and has over 8 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Triad Advisors, Inc.
|Raymond James Financial Services Advisors Inc.||Sun City West, AZ||Feb 2013 - Current||3|
|Raymond James Financial Services, Inc.||Sun City West, AZ||Jan 2013 - Current||3|
|Primary Az Financial||Sun City, AZ||Jan 2013 - Current||3|
|Unemployed||Waddell, AZ||Jan 2012 - Jan 2013||1|
|Edward Jones||Surprise, AZ||Jul 2008 - Jan 2012||3|
|Arizona Pebble Surfaces||Surprise, AZ||Mar 2007 - Jul 2008||1|
|Clark's Quality Roofing||Murray, UT||Oct 2002 - Mar 2007||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2008|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV