Christopher MarinerCRD Number: 4517297
Current Firm: Raymond James Financial Services Advisors, Inc.
Christopher Mariner (CRD# 4517297) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Sun City West, AZ and has over 15 years of experience in the finance industry.
Triad Advisors, Inc.
Barnes Investment Advisory Inc.
Foothills Financial Planning, Inc.
|Mariner Yacht Club, LLC||Waddell, AZ||Feb 2014 - Current||3|
|Mariner Financial, Plc||Sun City West, AZ||Feb 2014 - Current||3|
|Primary Az Financial||Sun City West, AZ||Jan 2014 - Current||3|
|Az Financial, LLC||Sun City West, AZ||May 2013 - Current||4|
|Mariner Financial||Sun City West, AZ||Mar 2011 - Current||6|
|Liv Trust||Sun City, AZ||Aug 2010 - Current||6|
|Support Company - Insurance||Sun City, AZ||Feb 2010 - Current||7|
|Insurance Agent||Sun City West, AZ||Dec 2009 - Current||7|
|Raymond James Financial Services, Inc.||Surprise, AZ||Jul 2009 - Current||7|
|Edward Jones||St Louis, MO||Mar 2002 - Jul 2009||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV