John GriffisCRD Number: 1101267
Current Firm: Edward Jones
John Griffis (CRD# 1101267) is an Investment Advisor Representative working at Edward Jones in Sun Lakes, AZ and has over 33 years of experience in the finance industry.
Newman's Financial Planning
Woodbury Financial Services, Inc.
Barnes Investment Advisory Inc.
|Edward Jones||St Louis, MO||Nov 2011 - Current||5|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Mesa, AZ||Oct 2009 - Nov 2011||2|
|Banc Of America Insurance Services, Inc.||Sun Lakes, AZ||Jul 1999 - Nov 2011||12|
|Banc Of America Investment Services, Inc.||Sun Lakes, AZ||Jul 1999 - Oct 2009||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1983|
|S65||NASAA Investment Advisors Law Examination||Aug 1997|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management140,424MILLIONS
Total Number of Accounts777,048ACCOUNTS
Average Account Value$180,715
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV