Nicholas Griffiths (CRD# 5011027) is an Investment Advisor Representative working at Truist Advisory Services, Inc. in Shamokin, PA and has over 18 years of experience in the finance industry. Nicholas Griffiths has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5625453
Private Advisor Group, LLC
CRD# 1209925
Trustmont Advisory Group, Inc.
CRD# 1686947
Lpl Financial LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Truist Investment Services, Inc. | Wyomissing, PA | Feb 2021 - Current | 3 |
Suntrust Advisory Services, Inc. | Atlanta, GA | Oct 2020 - Current | 3 |
Suntrust Investment Services,inc. | Atlanta, GA | Oct 2020 - Current | 3 |
Bb&t | Mount Caramel, PA | Jan 2019 - Current | 5 |
Bb&t Securities, LLC | Richmond, VA | Jan 2018 - Current | 6 |
Bbtis | Charlotte, NC | Aug 2016 - Current | 7 |
Bb&t | Sunbury, PA | Aug 2016 - Jan 2019 | 2 |
Pnc Investments LLC | Pittsburgh, PA | May 2014 - Aug 2016 | 2 |
Pnc Bank | Lower Macungie, PA | May 2014 - Jun 2014 | < 1 |
Pnc Bank | Macungie, PA | Feb 2012 - May 2014 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Sep 2005 |
- PA
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Total Assets Under Management61,370MILLIONS
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Total Number of Accounts124,201ACCOUNTS
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Average Account Value$494,117
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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