Suzanna LamCRD Number: 5950402
Current Firm: Transamerica Financial Advisors, Inc.
Suzanna Lam (CRD# 5950402) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Sunnyvale, CA and has over 4 years of experience in the finance industry.
Altos Investments, Inc.
Meyers Wealth Management
Skyoak Wealth Management, Inc.
|Innochamp Advisors, Dba Taxshield||San Jose, CA||Jul 2013 - Current||3|
|Sequoia Mortgage Advisors, Inc.||San Jose, CA||Jan 2013 - Current||3|
|Transamerica Financial Advisors, Inc.||Sunnyvale, CA||Jan 2012 - Current||4|
|World Financial Group, Inc.||Sunnyvale, CA||Jun 2011 - Current||5|
|Kachingu||San Jose, CA||Mar 2011 - Current||5|
|Lam Realty||San Jose, CA||Jun 2009 - Current||7|
|World Securities Group, Inc.||Sunnyvale, CA||Jun 2011 - Jan 2012||< 1|
|Deloitte||San Jose, CA||Apr 2005 - May 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2012|
|S65||NASAA Investment Advisors Law Examination||Nov 2013|
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV