Wuxiong LiCRD Number: 6074014
Current Firm: Transamerica Financial Advisors, Inc.
Wuxiong Li (CRD# 6074014) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Sunnyvale, CA and has over 5 years of experience in the finance industry.
Skyoak Wealth Management, Inc.
Three Bell Capital LLC
Parker Investment Management, LLC
|Transamerica Financial Advisors, Inc.||Sunnyvale, CA||May 2012 - Current||5|
|World Financial Group, Inc.||Sunnyvale, CA||Jan 2012 - Current||6|
|Unemployed||Palo Alto, CA||Nov 2010 - Current||7|
|Aviir Inc.||Palo Alto, CA||Nov 2007 - Oct 2010||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2012|
|S65||NASAA Investment Advisors Law Examination||Sep 2012|
Total Assets Under Management969MILLIONS
Total Number of Accounts14,750ACCOUNTS
Average Account Value$65,719
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV