Walter Szymakowski, financial advisor Surprise AZ
81 score

Walter Szymakowski

CRD Number: 5409882
Current Firm: J.p. Morgan Securities LLC

Walter Szymakowski (CRD# 5409882) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Surprise, AZ and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Hellobabyfgift.com Jett Marketing Goodyear, AZ Sep 2013 - Current 3
J.p. Morgan Securities LLC Laveen, AZ Oct 2012 - Current 4
Chase Investment Services Corp Buckeye, AZ Feb 2012 - Oct 2012 < 1
Bank Of America, Na Scottsdale, AZ Dec 2009 - Feb 2012 2
J Jett Marketing LLC Goodyear, AZ Feb 2009 - Dec 2010 1
Merrill Lynch Chandler, AZ Sep 2008 - Dec 2009 1
Ameriprise Financial Services Phoenix, AZ Aug 2007 - Aug 2008 1
Allied Capital Mortgage Scottsdale, AZ May 2007 - Aug 2007 < 1
Countrywide Chandler, AZ Oct 2006 - Apr 2007 < 1
Ram LLC Phoenix, AZ Jun 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Walter L. Szymakowski
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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