Carolyn King, financial advisor Sussex NJ

Carolyn King

CRD Number: 714812
Current Firm: Esi Financial Advisors

Carolyn King (CRD# 714812) is an Investment Advisor Representative working at Esi Financial Advisors in Sussex, NJ and has over 34 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Equity Services Inc. Monpelier, VT Jan 2017 - Current 7
National Life Group Sussex, NJ Jan 2017 - Current 7
Metlife Securities Inc. Sussex, NJ Jan 2015 - Jan 2017 2
New England Securities Boston, MA Apr 1989 - Jan 2017 27
The New England Boston, MA Mar 1988 - Jan 2017 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1989
Contact Info for Carolyn J. King
Phone Number: 800-344-7437
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    1,867
    MILLIONS
  • Total Number of Accounts
    11,317
    ACCOUNTS
  • Average Account Value
    $164,964
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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