Derek Lawson (CRD# 5400604) is an Investment Advisor Representative working at Lpl Financial LLC in Suwanee, GA and has over 16 years of experience in the finance industry. Derek Lawson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 7069825
Beacon Global Advisor Network, LLC
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Rollins Financial Advisors, LLC
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Rockefeller Capital Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Suwanee, GA | Aug 2021 - Current | 2 |
| Lpl Financial, LLC | Suwanee, GA | Mar 2021 - Current | 3 |
| Mpwm Advisory Solutions LLC | Suwanee, GA | Mar 2021 - Current | 3 |
| Wells Fargo Clearing Services, LLC | Atlanta, GA | Nov 2016 - Mar 2021 | 4 |
| Wells Fargo Advisors, LLC | Atlanta, GA | Dec 2015 - Nov 2016 | < 1 |
| J.p. Morgan Securities LLC | Lawrenceville, GA | Oct 2012 - Dec 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2007 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- GA
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Total Assets Under Management463,475MILLIONS
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Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
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