Howard Nellhaus, financial advisor Swampscott MA
93 score

Howard Nellhaus

CRD Number: 3113595
Current Firm: Voya Financial Advisors, Inc.

Howard Nellhaus (CRD# 3113595) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Swampscott, MA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Voya Financial Advisors Swampscott, MA Sep 2014 - Current 2
Ing Financial Partners, Inc. Swampscott, MA Jan 2011 - Sep 2014 3
Ing Financial Advisers, LLC Waltham, MA Aug 2002 - Dec 2010 8
Ing Waltham, MA Aug 2002 - Dec 2010 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1998
S65 NASAA Investment Advisors Law Examination Dec 1999
S66 NASAA Uniform Combined State Law Examination Oct 2002
Contact Info for Howard B. Nellhaus
Phone Number: 1-800-356-2906
Registered State(s):
  • MA
  • TX
By the Numbers
  • Total Assets Under Management
    9,298
    MILLIONS
  • Total Number of Accounts
    59,441
    ACCOUNTS
  • Average Account Value
    $156,432
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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