Michael FalconCRD Number: 4557868
Current Firm: 1st Global Advisors Inc.
Michael Falcon (CRD# 4557868) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Swansea, MA and has over 14 years of experience in the finance industry.
Spinnaker Asset Management Inc.
Financial Independence, LLC
Oppenheimer & Company Inc.
|1st Global Insurance Services, Inc.||Swansea, MA||Sep 2004 - Current||12|
|1st Global Advisors, Inc.||Swansea, MA||Jan 2003 - Current||14|
|1st Global Capital Corp.||Swansea, MA||Jul 2002 - Current||14|
|The Tax Lady||Swansea, MA||Jan 1994 - Current||23|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2002|
Total Assets Under Management7,093MILLIONS
Total Number of Accounts21,134ACCOUNTS
Average Account Value$335,619
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV