Bruce JosephCRD Number: 4588853
Current Firm: Raymond James Financial Services Advisors, Inc.
Bruce Joseph (CRD# 4588853) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Swanton, OH and has over 12 years of experience in the finance industry.
Bollin Wealth Management, LLC
Independence Capital Company, Inc.
Ameriprise Financial Services, Inc.
|Raymond James Financial Services Advisors Inc.||Swanton, OH||Jan 2016 - Current||2|
|Raymond James Financial Services, Inc.||Swanton, OH||Jan 2016 - Current||2|
|F & M Investments||Swanton, OH||Jan 2016 - Current||2|
|Metlife Securities||Toledo, OH||Sep 2015 - Dec 2015||< 1|
|Cuso Financial Services, LP||San Diego, CA||Mar 2012 - Sep 2015||3|
|Fifth Third Securities||Toledo, OH||Mar 2011 - Mar 2012||1|
|Allstate Financial Services||Toledo, OH||Oct 2010 - Mar 2011||< 1|
|Next Financial Group||Fremont, OH||Aug 2009 - Oct 2010||1|
|Mutual Service Corp||Fremont, OH||Feb 2009 - Aug 2009||< 1|
|Thrivent Financial For Lutherans||Appleton, WI||Sep 2002 - Feb 2009||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2005|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops