Francesco Carafa (CRD# 4523304) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Malvern, PA and has over 21 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Barclay Group | Riverton, NJ | Jan 2024 - Current | < 1 |
| Self Employed | Southampton, PA | Nov 2022 - Current | 1 |
| The Vanguard Group, Inc, | Malvern, PA | Nov 2020 - Current | 3 |
| Guard Improvement, LLC | Southampton, PA | Apr 2019 - Current | 5 |
| National Life Group | Media, PA | Jun 2019 - Oct 2020 | 1 |
| Equity Service, Inc. | Montpelier, VT | May 2019 - Oct 2020 | 1 |
| Unemployed | Southampton, PA | Oct 2018 - Mar 2019 | < 1 |
| Pnc Investments LLC | Swarthmore, PA | Dec 2014 - Oct 2018 | 3 |
| Pnc Investments | Media, PA | Jun 2012 - Dec 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2002 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2014 |
- PA
- TX
-
Total Assets Under Management333,067MILLIONS
-
Total Number of Accounts804,462ACCOUNTS
-
Average Account Value$414,024
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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