Carl Erickson, financial advisor Sylvan Lake MI
76 score

Carl Erickson

CRD Number: 6305106
Current Firm: Lincoln Investment

Carl Erickson (CRD# 6305106) is an Investment Advisor Representative working at Lincoln Investment in Sylvan Lake, MI and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Lyons Financial Group Sylvan Lake, MI Aug 2014 - Current 2
Lincoln Investment Planning, Inc. Wyncote, PA Mar 2014 - Current 2
Lyons Financial Group Sylvan Lake, MI Mar 2014 - Current 2
Unemployed Waterford, MI Jan 2014 - Mar 2014 < 1
Comcast Royal Oak, MI Jun 1999 - Dec 2013 14
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Carl E. Erickson
Phone Number: 215-887-8111
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    5,982
    MILLIONS
  • Total Number of Accounts
    93,933
    ACCOUNTS
  • Average Account Value
    $63,688
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Carl Erickson and other advisors.
BADGES
76

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