Elizabeth WirickCRD Number: 1129165
Current Firm: Prosperity Wealth Management, Inc.
Elizabeth Wirick (CRD# 1129165) is an Investment Advisor Representative working at Prosperity Wealth Management, Inc. in Sylvania, OH and has over 31 years of experience in the finance industry.
Bollin Wealth Management, LLC
Independence Capital Company, Inc.
Ameriprise Financial Services, Inc.
|Prosperity Wealth Management, Inc.||San Ramon, CA||Feb 2016 - Current||1|
|Fortune Financial Services, Inc.||Monaca, PA||Dec 2015 - Current||1|
|Guardian Life Ins||Sylvania, OH||Apr 2014 - Current||3|
|Park Avenue Securities||Sylvania, OH||Apr 2014 - Dec 2015||1|
|J.w. Cole Financial, Inc.||Tampa, FL||Apr 2010 - Mar 2014||3|
|Jonathan Roberts Advisory Group, Inc.||Tampa, FL||Apr 2010 - Mar 2014||3|
|The O.n. Equity Sales Company||Cincinnati, OH||May 2003 - Apr 2010||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1986|
|S65||NASAA Investment Advisors Law Examination||Jan 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management30MILLIONS
Total Number of Accounts100ACCOUNTS
Average Account Value$300,000
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, FL, GA, IL, IN, MI, MN, MO, NC, NY, OH, PA, TX, VA