James PoreaCRD Number: 1137357
Current Firm: Ubs Financial Services Inc.
James Porea (CRD# 1137357) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Sylvania, OH and has over 33 years of experience in the finance industry.
Bollin Wealth Management, LLC
Independence Capital Company, Inc.
Ameriprise Financial Services, Inc.
|Ubs Financial Services Inc.||Sylvania, OH||Nov 2013 - Current||3|
|Ubs Financial Services Inc.||Sandusky, OH||Feb 2007 - Nov 2013||6|
|Mcdonald Investments Inc.||Toledo, OH||Oct 1989 - Feb 2007||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1983|
|S65||NASAA Investment Advisors Law Examination||Sep 2002|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV