Nancy Moak-Marshall, financial advisor Syracuse NY

Nancy Moak-Marshall

CRD Number: 1413513
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nancy Moak-Marshall (CRD# 1413513) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Syracuse, NY and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Syracuse, NY Aug 1982 - Current 41
Merrill Lynch Pierce Fenner & Smith Inc. Syracuse, NY Jul 1980 - Current 43
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1989
S66 NASAA Uniform Combined State Law Examination Dec 2007
Contact Info for Nancy Moak-Marshall
Phone Number: 800-637-7455
Firm Website: https://www.merrill.com
Registered State(s):
  • CT
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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