Be advised. This advisor is no longer registered as an Independent Advisor Representative. They may still be registered as a broker.
Stephen Swift, financial advisor Syracuse NY
96 score

Stephen Swift

CRD Number: 1819904
Current Firm: Blue Water Capital Management, LLC

Stephen Swift (CRD# 1819904) is an Investment Advisor Representative working at Blue Water Capital Management, LLC in Syracuse, NY and has over 28 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Blue Water Capital Management, LLC Syracuse, NY Mar 2007 - Current 9
Hazard & Siegel, Inc. Syracuse, NY Sep 2004 - Current 12
Portfolio Consulting Group, Inc. Syracuse, NY Jul 2003 - Nov 2006 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1988
Contact Info for Stephen D. Swift
Phone Number: 315-438-8690
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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