William Yard (CRD# 4441199) is an Investment Advisor Representative working at Prudential Financial Planning Services in Syracuse, NY and has over 23 years of experience in the finance industry.
CRD# 5591004
Cadaret Grant & Co Inc.
CRD# 4349306
Lpl Financial LLC
CRD# 1200413
Rbc Capital Markets, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Pruco Securities, LLC | Dewitt, NY | Jul 2015 - Current | 9 |
Prudential Insurance Company Of America | Dewitt, NY | Jul 2015 - Current | 9 |
Northwestern Mutual Wealth Management Company | Milwaukee, WI | Mar 2014 - Jul 2015 | 1 |
Northwestern Mutual Investment Services LLC | Syracuse, NY | Mar 2014 - Jul 2015 | 1 |
Northwestern Mutual Investment Services, LLC | East Syracuse, NY | Dec 2013 - Jul 2015 | 1 |
Paul Dodd | East Syracuse, NY | Nov 2013 - Jul 2015 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2001 |
S65 | NASAA Investment Advisors Law Examination | Dec 2015 |
- AR
- NY
- TX
- WI
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Total Assets Under Management16,379MILLIONS
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Total Number of Accounts113,575ACCOUNTS
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Average Account Value$144,211
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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