Nathan Moser, financial advisor Syracuse UT

Nathan Moser

CRD Number: 2576003
Current Firm: Raymond James Financial Services Advisors, Inc.

Nathan Moser (CRD# 2576003) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Syracuse, UT and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Kelley And Sons LLC Shelley, ID Aug 2018 - Current 1
Axis Investment Management LLC Syracuse, UT Jan 2015 - Current 5
Raymond James Financial Services, Inc. Syracuse, UT Jun 2010 - Current 9
Raymond James Financial Services Advisors Inc. Syracuse, UT Jun 2010 - Current 9
Sherman Moser Investment Strategies Team Syracuse, UT Jun 2011 - Aug 2018 7
Kris Kelly Farms Osgood, ID Sep 2017 - Oct 2017 < 1
Morgan Stanley Smith Barney Ogden, UT Jun 2009 - May 2010 < 1
Citigroup Global Markets Inc. Ogden, UT Sep 2004 - May 2010 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2004
S65 NASAA Investment Advisors Law Examination Dec 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Nathan D. Moser
Phone Number: 727-567-3020
Registered State(s):
  • ID
  • UT
By the Numbers
  • Total Assets Under Management
    103,692
    MILLIONS
  • Total Number of Accounts
    343,734
    ACCOUNTS
  • Average Account Value
    $301,664
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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