Derek FosterCRD Number: 4514942
Current Firm: Key Investment Services LLC
Derek Foster (CRD# 4514942) is an Investment Advisor Representative working at Key Investment Services LLC in Tacoma, WA and has over 15 years of experience in the finance industry.
Byrne & Company Wealth Management, LLC
Northern Lights Advisors, Inc.
Northwest Capital Management Inc.
|Key Investment Services LLC||Graham, WA||Jan 2015 - Current||2|
|Unemployed||Puyallup, WA||May 2014 - Jan 2015||< 1|
|Cuso Financial Services, LP||San Diego, CA||Apr 2012 - May 2014||2|
|U.s. Bancorp Investments, Inc.||Auburn, WA||Aug 2010 - Apr 2012||1|
|Key Investment Services LLC||Tacoma, WA||Jul 2008 - Aug 2010||2|
|Financial Network||El Segundo, CA||Mar 2006 - Jul 2008||2|
|Qualstar Credit Union||Redmond, WA||Feb 2006 - Jul 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management870MILLIONS
Total Number of Accounts5,830ACCOUNTS
Average Account Value$149,255
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AZ, CA, CO, CT, FL, GA, ID, IL, IN, KY, MA, MD, ME, MI, NC, NH, NJ, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA