Dorothy LewisCRD Number: 1042516
Current Firm: Financial Insights Inc.
Dorothy Lewis (CRD# 1042516) is an Investment Advisor Representative working at Financial Insights Inc. in Tacoma, WA and has over 34 years of experience in the finance industry. Dorothy Lewis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Byrne & Company Wealth Management, LLC
Northern Lights Advisors, Inc.
Kutscher Rhodes & Benner, Inc.
|Financial Insights, Inc.||Tacoma, WA||Sep 1980 - Current||36|
|Raymond James Financial Services, Inc.||Tacoma, WA||Aug 1984 - Dec 2006||22|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1982|
Total Assets Under Management247MILLIONS
Total Number of Accounts993ACCOUNTS
Average Account Value$248,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, HI, NH, TX, WA