James WilsonCRD Number: 5344304
Current Firm: Financial Advocates Investment Management
James Wilson (CRD# 5344304) is an Investment Advisor Representative working at Financial Advocates Investment Management in Tacoma, WA and has over 3 years of experience in the finance industry. James Wilson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Byrne & Company Wealth Management, LLC
Northern Lights Advisors, Inc.
Northwest Capital Management Inc.
|Financial Advocates Investment Management||Tacoma, WA||Jan 2017 - Current||1|
|Lpl Financial LLC||Tacoma, WA||Jul 2014 - Current||3|
|Cornerstone Financial Strategies||Tacoma, WA||May 2007 - Current||10|
|Financial Advocates Investment Management||Tacoma, WA||Sep 2011 - Jan 2017||5|
|University Of Puget Sound||Tacoma, WA||Aug 2004 - May 2008||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2014|
Total Assets Under Management2,779MILLIONS
Total Number of Accounts16,010ACCOUNTS
Average Account Value$173,577
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
AK, AL, AZ, CA, CO, CT, FL, GA, HI, ID, IL, LA, MD, ME, MI, MN, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SD, TX, UT, VA, WA, WY