Richard Johnson, financial advisor Tacoma WA

Richard Johnson

CRD Number: 4516612
Current Firm: Northwestern Mutual Investment Services,llc

Richard Johnson (CRD# 4516612) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Tacoma, WA and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current 8
Northwestern Mutual Investment Services, LLC Seattle, WA Feb 2002 - Current 22
Northwestern Mutual Life Seatle, WA Feb 2002 - Current 22
Northwestern Mutual Investment Services, LLC Tacoma, WA Feb 2008 - Mar 2016 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2002
S66 NASAA Uniform Combined State Law Examination Oct 2006
Contact Info for Richard K. Johnson
Phone Number: 866-950-4644
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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