Tran Duong, financial advisor Tacoma WA
88 score

Tran Duong

CRD Number: 6250745
Current Firm: Waddell & Reed

Tran Duong (CRD# 6250745) is an Investment Advisor Representative working at Waddell & Reed in Tacoma, WA and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Executive Women International Salt Lake City, UT Sep 2015 - Current 1
Various Insurance Carriers For W & R Insurance Agencies Tacoma, WA Nov 2014 - Current 2
Waddell & Reed, Inc. Tacoma, WA Jun 2014 - Current 2
Younique Tacoma, WA Sep 2014 - Dec 2015 1
Merrill Lynch Tacoma, WA Sep 2013 - Jun 2014 < 1
Invista Performance Solutions Lakewood, WA Jun 2012 - Apr 2014 1
Tacoma Community College Tacoma, WA Jan 2011 - Jun 2013 2
Tacoma Community College Tacoma, WA Sep 2010 - Jan 2011 < 1
Unemployed Ho Chi Minh, Feb 2009 - Aug 2010 1
Fraser Suite Paris La Defense, Dec 2007 - Feb 2009 1
Cergy Pontoise University Cergy Pontoise, May 2004 - Dec 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
Contact Info for Tran N. Duong
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • CA
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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