George SmithCRD Number: 2016997
Current Firm: Smith Bruer Advisors
George Smith (CRD# 2016997) is an Investment Advisor Representative working at Smith Bruer Advisors in Tallahassee, FL and has over 13 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Lpl Financial LLC
Next Financial Group, Inc.
|Smith Bruer Advisors||Tallahassee, FL||Jul 2016 - Current||1|
|Smith Bruer Advisors||Tallahassee, FL||Feb 2015 - Current||3|
|Partnervest Advisory Services, LLC||Santa Barbara, CA||Feb 2015 - Jul 2016||1|
|Invest Financial Corp||Tallahassee, FL||Sep 2004 - Feb 2015||10|
|Capital City Banc Investments||Tallahassee, FL||Sep 2004 - Feb 2015||10|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management92MILLIONS
Total Number of Accounts250ACCOUNTS
Average Account Value$366,378
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)