Barbara Schultz, financial advisor Tampa FL
83 score

Barbara Schultz

CRD Number: 1113317
Current Firm: Prudential Financial Planning Services

Barbara Schultz (CRD# 1113317) is an Investment Advisor Representative working at Prudential Financial Planning Services in Tampa, FL and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Pruco Securities, LLC Tampa, FL Apr 2015 - Current 1
The Prudential Insurance Company Of America Tampa, FL Apr 2015 - Current 1
East Lake Library Palm Harbor, FL Jan 2013 - Apr 2015 2
Robert Host St Petersburg, FL Oct 2010 - Apr 2015 4
Friends Of Brooker Creek Tarpon Springs, FL Jul 2010 - Apr 2015 4
Waddell & Reed, Inc. Tampa, FL Mar 2007 - Apr 2015 8
Various Insurance Carriers For W & R Insurance Agencies Tarpon Springs, FL Mar 2007 - Apr 2015 8
Design Benefit Plans St Petersburg, FL May 2006 - Apr 2015 8
Council Of North County Neighborhoods Palm Harbor, FL Jan 2008 - Jan 2015 7
Waterford Investor Services Inc. Clearwater, FL Nov 2006 - Feb 2007 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1992
S65 NASAA Investment Advisors Law Examination Jan 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Barbara M. Schultz
Phone Number: 800-235-7637
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    4,930
    MILLIONS
  • Total Number of Accounts
    42,153
    ACCOUNTS
  • Average Account Value
    $116,966
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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