Barry Toole, financial advisor Tampa FL
56 score

Barry Toole

CRD Number: 3142901
Current Firm: Pensionmark Financial Group, LLC

Barry Toole (CRD# 3142901) is an Investment Advisor Representative working at Pensionmark Financial Group, LLC in Tampa, FL and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Pensionmark Financial Group, LLC Santa Barbara, CA Mar 2016 - Current < 1
Capfinancial Securities, LLC Raleigh, NC Mar 2016 - Current < 1
J.w. Cole Financial Tampa, FL Oct 2013 - Current 3
J.w. Cole Advisors, Inc. Tampa, FL Oct 2013 - Mar 2016 2
Citibank Tampa, FL Feb 2013 - Sep 2013 < 1
Unemployed Tampa, FL Nov 2012 - Feb 2013 < 1
Lpl Financial Tampa, FL Dec 2010 - Nov 2012 1
Independent Financial Partners Tampa, FL Dec 2010 - Nov 2012 1
Lpl Financial Boston, MA Nov 2007 - Dec 2010 3
Invest Financial Corp. Tampa, FL Aug 2006 - Nov 2007 1
Signal Securities, Inc. Fort Worth, TX Jan 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1998
S65 NASAA Investment Advisors Law Examination Nov 2001
S66 NASAA Uniform Combined State Law Examination Dec 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Barry P. Toole
Phone Number: 888-201-5488
Registered State(s):
  • CA
  • FL
By the Numbers
  • Total Assets Under Management
    8,080
    MILLIONS
  • Total Number of Accounts
    2,545
    ACCOUNTS
  • Average Account Value
    $3,174,995
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AR, AZ, CA, CO, CT, FL, GA, HI, ID, IN, MD, ME, MN, MO, MT, NJ, NV, NY, OH, OK, PA, TN, TX, UT, VA

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BADGES
56

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