Brian SteffenCRD Number: 5947144
Current Firm: Usaa Financial Planning Services
Brian Steffen (CRD# 5947144) is an Investment Advisor Representative working at Usaa Financial Planning Services in Tampa, FL and has over 5 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Usaa Financial Advisors, Inc.||Tampa, FL||Jun 2011 - Current||5|
|Usaa Financial Planning Services||Tampa, FL||Jun 2011 - Current||5|
|Unemployed||Tampa, FL||Apr 2011 - Jun 2011||< 1|
|Pizza Hut||Brandon, FL||Mar 2010 - Apr 2011||1|
|La Fitness||Brandon, FL||Feb 2011 - Mar 2011||< 1|
|Self Employed||Tampa, FL||Jan 2005 - Dec 2010||5|
|Dominos||Largo, FL||May 2007 - Jun 2008||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Financial planning services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV