Caitlin KennedyCRD Number: 5925763
Current Firm: Suntrust Investment Services, Inc.
Caitlin Kennedy (CRD# 5925763) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Tampa, FL and has over 5 years of experience in the finance industry. Caitlin Kennedy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Suntrust Investment Services, Inc.||Atlanta, GA||May 2012 - Current||4|
|Suntrust Bank||Tampa, FL||May 2012 - Current||4|
|Suntrust Investment Services, Inc.||Atlanta, GA||Jun 2011 - May 2012||< 1|
|Suntrust Bank||Tampa, FL||Feb 2009 - Jun 2011||2|
|Klh Capital||Tampa, FL||Aug 2008 - Dec 2008||< 1|
|Unemployed||Tampa, FL||May 2008 - Jul 2008||< 1|
|Lee Roy Selmon's||Tampa, FL||Aug 2005 - Apr 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management10,443MILLIONS
Total Number of Accounts26,841ACCOUNTS
Average Account Value$389,077
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV