David GarciaCRD Number: 7428182
Current Firm: Morgan Stanley
David Garcia (CRD# 7428182) is an Investment Advisor Representative working at Morgan Stanley in Tampa, FL and has 1 year of experience in the finance industry.
St. Pete Financial Group
Cambridge Investment Research Advisors, Inc.
Financial Guidance Group, Inc.
|Morgan Stanley Smith Barney LLC||Tampa, FL||Oct 2021 - Current||< 1|
|Wells Fargo||Salt Lake City, UT||Jan 2017 - Sep 2021||4|
|White Rhino Products||Salt Lake City, UT||Apr 2014 - Jan 2017||2|
|Wells Fargo||Salt Lake City, UT||May 2005 - Apr 2014||8|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2022|
Total Assets Under Management1,311,935MILLIONS
Total Number of Accounts2,129,899ACCOUNTS
Average Account Value$615,961
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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