Elizabeth YelvertonCRD Number: 1919635
Current Firm: Infinex Investments, Inc.
Elizabeth Yelverton (CRD# 1919635) is an Investment Advisor Representative working at Infinex Investments, Inc. in Tampa, FL and has over 28 years of experience in the finance industry.
Lansdowne Wealth Management, LLC
First Financial Advisory Services Inc.
Sagepoint Financial, Inc.
|Infinex Investments, Inc.||Shreveport, LA||Dec 2013 - Current||3|
|Bancorpsouth Investment Services, Inc.||Shreveport, LA||May 2011 - Dec 2013||2|
|Chase Investment Services Corp.||Shreveport, LA||Apr 2007 - May 2011||4|
|Metropolitan Life Insurance Company||New York, NY||Jun 2003 - Mar 2007||3|
|Metlife Securities||Shreveport, LA||Jun 2003 - Mar 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1989|
|S65||NASAA Investment Advisors Law Examination||Dec 1998|
|S66||NASAA Uniform Combined State Law Examination||Mar 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management580MILLIONS
Total Number of Accounts2,901ACCOUNTS
Average Account Value$199,891
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV