James Graham, financial advisor Tampa FL

James Graham

CRD Number: 1298257
Current Firm: Captrust

James Graham (CRD# 1298257) is an Investment Advisor Representative working at Captrust in Tampa, FL and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Capfinancial Partners Llc (captrust) Raleigh, NC May 2017 - Current 6
Capfinancial Securities LLC Raleigh, NC May 2017 - Current 6
Captrust Advisors, LLC Tampa, FL Jan 2005 - Dec 2017 12
Wells Fargo Advisors Financial Network LLC Tampa, FL May 2009 - Jun 2017 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2003
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for James E. Graham
Phone Number: 919-870-6822
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    714,588
    MILLIONS
  • Total Number of Accounts
    76,254
    ACCOUNTS
  • Average Account Value
    $9,371,153
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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