James Martin (CRD# 5509676) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Tampa, FL and has over 15 years of experience in the finance industry. James Martin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3229164
Commonwealth Financial Network
CRD# 5969810
Cambridge Investment Research Advisors, Inc.
CRD# 843581
Financial Guidance Group, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Regions Bank | Tampa, FL | Aug 2021 - Current | 2 |
| Cetera Investment Advisers LLC | Tampa, FL | Aug 2021 - Current | 2 |
| Cetera Investment Services LLC | Saint Cloud, MN | Aug 2021 - Current | 2 |
| Hr Block | Tampa, FL | Jan 2021 - Aug 2021 | < 1 |
| Bbva Securities Inc. | Tampa, FL | Jan 2020 - Aug 2021 | 1 |
| Bbva Insurance Agency, Inc. | Austin, TX | Jan 2020 - Aug 2021 | 1 |
| Bbva Usa | Birmingham, AL | Jan 2020 - Aug 2021 | 1 |
| Bbva Wealth Solutions, Inc. | Tampa, FL | Jan 2020 - Aug 2021 | 1 |
| Lincoln Financial Advisors Corporation | Tampa, FL | Dec 2018 - Jan 2020 | 1 |
| Wells Fargo Clearing Services, LLC | Tampa, FL | Nov 2016 - Dec 2018 | 2 |
| Wells Fargo Advisors, LLC | Tampa, FL | Apr 2013 - Nov 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2009 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2010 |
- FL
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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