James Martin, financial advisor Tampa FL
96 score

James Martin

CRD Number: 5509676
Current Firm: Wells Fargo Advisors, LLC

James Martin (CRD# 5509676) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Tampa, FL and has over 7 years of experience in the finance industry. James Martin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Wells Fargo Advisors, LLC Tampa, FL Apr 2013 - Current 3
Morgan Stanley Smith Barney Palm Harbor, FL Jan 2010 - Apr 2013 3
Bank Of America Trinity, FL May 2009 - Jan 2010 < 1
Levin Financial Group Tampa, FL Apr 2009 - May 2009 < 1
Fifth Third Securities Tampa, FL Nov 2008 - Apr 2009 < 1
Fifth Third Tampa, FL May 2008 - Apr 2009 < 1
Edward Jones St Louis, MO Mar 2008 - May 2008 < 1
Unemployed Tampa, FL Dec 2007 - Feb 2008 < 1
Rbc Centura Mobile, AL Mar 2007 - Nov 2007 < 1
Unemployed Tampa, FL Jan 2007 - Mar 2007 < 1
Windstone Mortgage Tampa, FL Jan 2006 - Jan 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2009
S65 NASAA Investment Advisors Law Examination Apr 2010
Contact Info for James E. Martin
Phone Number: 314-875-3000
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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