James WilkersonCRD Number: 5407420
Current Firm: Transamerica Financial Advisors, Inc.
James Wilkerson (CRD# 5407420) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Tampa, FL and has 1 year of experience in the finance industry. James Wilkerson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Reachup, Inc.||Tampa, FL||Oct 2014 - Current||2|
|Transamerica Financial Advisors, Inc.||Tampa, FL||Jan 2012 - Current||4|
|Hedidit LLC||Tampa, FL||Jan 2008 - Current||8|
|World Financial Group||Tampa, FL||May 2006 - Current||10|
|Alpha Counsellors Service, Inc.||Hampton, VA||Jun 2010 - Aug 2015||5|
|World Group Securities, Inc.||Lakeland, FL||Aug 2007 - Feb 2012||4|
|Investment Advisors International||Lakeland, FL||Nov 2010 - Jan 2012||1|
|Real Estate Investing Group||Tampa, FL||Jan 2008 - Oct 2010||2|
|Team Corp||Grand Prairie, TX||Jan 2008 - Mar 2010||2|
|America's Heath Team||Tampa, FL||Jun 2007 - Mar 2010||2|
|Apex Lending Inc.||Tampa, FL||Dec 2004 - Mar 2010||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2016|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV