John NolanCRD Number: 1358384
Current Firm: Calton & Associates, Inc.
John Nolan (CRD# 1358384) is an Investment Advisor Representative working at Calton & Associates, Inc. in Tampa, FL and has over 20 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Calton & Associates, Inc.||Tampa, FL||Apr 2009 - Current||8|
|Keystone Financial Group Inc.||St Petersburg, FL||Feb 1997 - Current||20|
|Waterford Investor Services||Clearwater, FL||Apr 2008 - Apr 2009||1|
|Old Republic||St. Petersburg, FL||Jun 2007 - Apr 2009||1|
|A. G. Edwards & Sons, Inc.||Saint Petersburg, FL||Feb 2007 - Jun 2007||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1997|
|S66||NASAA Uniform Combined State Law Examination||Apr 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management416MILLIONS
Total Number of Accounts2,834ACCOUNTS
Average Account Value$146,681
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV