Jon PellecchiaCRD Number: 2998719
Current Firm: Independent Financial Partners
Jon Pellecchia (CRD# 2998719) is an Investment Advisor Representative working at Independent Financial Partners in Tampa, FL and has over 19 years of experience in the finance industry. Jon Pellecchia has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Independent Financial Partners||Tampa, FL||Jun 2016 - Current||< 1|
|Lpl Financial LLC||Tampa, FL||May 2016 - Current||< 1|
|Pellecchia Financial Services||Tampa, FL||Apr 2007 - Current||10|
|Vsr Financial Services, Inc.||Overland Park, KS||Apr 2007 - Jun 2016||9|
|Vsr Advisory Services||Overland Park, KS||Aug 2007 - May 2016||8|
|The Masters (division Of Vsr)||Overland Park, KS||Apr 2007 - Aug 2007||< 1|
|Banc Of America Investment Services, Inc.||Tampa, FL||Feb 2006 - Feb 2007||1|
|Bank Of America, N.a.||Tampa, FL||Feb 2006 - Feb 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1998|
|S66||NASAA Uniform Combined State Law Examination||Sep 2000|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management4,348MILLIONS
Total Number of Accounts24,542ACCOUNTS
Average Account Value$177,153
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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