Joseph DisanzaCRD Number: 1912359
Current Firm: Nbc Securities, Inc.
Joseph Disanza (CRD# 1912359) is an Investment Advisor Representative working at Nbc Securities, Inc. in Tampa, FL and has over 28 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Nbc Securities, Inc.||Massapequa, NY||Jul 2015 - Current||2|
|Richard's||Mineola, NY||Apr 2004 - Current||13|
|Independent Insurance Broker||Floral Park, NY||Nov 1988 - Current||28|
|Jhs Capital Advisors, Inc.||Boca Raton, FL||Mar 2010 - Jul 2015||5|
|Gunnallen Financial||Tampa, FL||Jul 2005 - Mar 2010||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1989|
|S65||NASAA Investment Advisors Law Examination||Oct 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
- Regulatory Event
Total Assets Under Management992MILLIONS
Total Number of Accounts3,202ACCOUNTS
Average Account Value$309,806
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV