Karen RobertsCRD Number: 1985306
Current Firm: J. W. Cole Advisors, Inc.
Karen Roberts (CRD# 1985306) is an Investment Advisor Representative working at J. W. Cole Advisors, Inc. in Tampa, FL and has over 27 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|J.w. Cole Financial, Inc.||Deerfield Beach, FL||Oct 2012 - Current||5|
|J.w. Cole Advisors, Inc.||Deerfield Beach, FL||Oct 2012 - Current||5|
|Lincoln Financial Advisors Corp.||Deerfield Beach, FL||Dec 2002 - Oct 2012||9|
|Lincoln National Life Insurance Company||Deerfield Beach, FL||Dec 2002 - Dec 2006||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1990|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management1,250MILLIONS
Total Number of Accounts6,832ACCOUNTS
Average Account Value$182,954
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)