Keith GlaserCRD Number: 4437077
Current Firm: J. W. Cole Advisors, Inc.
Keith Glaser (CRD# 4437077) is an Investment Advisor Representative working at J. W. Cole Advisors, Inc. in Tampa, FL and has over 15 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|J.w. Cole Financial, Inc.||Tampa, FL||Oct 2014 - Current||2|
|J.w. Cole Advisors, Inc.||Tampa, FL||Oct 2014 - Current||2|
|Gf Investment Services, LLC||Sarasota, FL||Jul 2013 - Oct 2014||1|
|Platinum Wealth Partners||Tampa, FL||Mar 2010 - Oct 2014||4|
|Royal Alliance Associates, Inc.||Tampa, FL||Feb 2009 - Mar 2010||1|
|Unemployed||Tampa, FL||Dec 2008 - Jan 2009||< 1|
|Morgan Stanley & Company, Incorporated||Tampa, FL||Apr 2007 - Nov 2008||1|
|Morgan Stanley||Tampa, FL||Oct 2004 - Apr 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
- Customer Dispute
Total Assets Under Management1,250MILLIONS
Total Number of Accounts6,832ACCOUNTS
Average Account Value$182,954
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV