Mark Barausky, financial advisor Tampa FL

Mark Barausky

CRD Number: 2202770
Current Firm: New York Life Investment Management LLC

Mark Barausky (CRD# 2202770) is an Investment Advisor Representative working at New York Life Investment Management LLC in Tampa, FL and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
New York Life Tampa, FL Jun 2021 - Current < 1
The Prudential Insurance Company Of America Tampa, FL Jun 2020 - Jun 2021 1
Prudential Annuities Distributors, Inc. Tampa, FL Jun 2020 - Jun 2021 1
Leader Capital Corp. Vancouver, WA Aug 2019 - Jun 2020 < 1
Unemployed Tampa, FL Jun 2019 - Aug 2019 < 1
Invesco Distributors, Inc. Houston, TX Dec 2012 - Jun 2019 6
Mfs Fund Distributors, Inc. Boston, MA Feb 1997 - Oct 2012 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1992
S65 NASAA Investment Advisors Law Examination Mar 2013
Contact Info for Mark A. Barausky
Phone Number: 212-576-7000
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    119,006
    MILLIONS
  • Total Number of Accounts
    1,297
    ACCOUNTS
  • Average Account Value
    $91,754,793
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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