Mark PalssonCRD Number: 5338177
Current Firm: Nbc Securities, Inc.
Mark Palsson (CRD# 5338177) is an Investment Advisor Representative working at Nbc Securities, Inc. in Tampa, FL and has over 10 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Nbc Securities, Inc.||Bellevue, WA||Jul 2015 - Current||2|
|Jhs Capital Advisors,llc||Tampa, FL||Nov 2012 - Jul 2015||2|
|Morgan Stanley Smith Barney||Federal Way, WA||Jun 2009 - Nov 2012||3|
|Citigroup Global Markets Inc.||Federal Way, WA||May 2007 - Jun 2009||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management1,448MILLIONS
Total Number of Accounts4,456ACCOUNTS
Average Account Value$324,955
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV