Michael Norris, financial advisor Tampa FL
93 score

Michael Norris

CRD Number: 5284546
Current Firm: First Trust Advisors LP

Michael Norris (CRD# 5284546) is an Investment Advisor Representative working at First Trust Advisors LP in Tampa, FL and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
First Trust Porfolios LP Wheaton, IL Aug 2007 - Current 9
A.g. Edwards Buffalo, NY Dec 2006 - May 2007 < 1
Suny Buffalo New York, IL Sep 2003 - May 2007 3
Uno Chicago Grill Buffalo, NY Sep 2006 - Dec 2006 < 1
American Grill Albany, NY May 2003 - Aug 2006 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2007
Contact Info for Michael J. Norris
Phone Number: 630-765-8000
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    104,224
    MILLIONS
  • Total Number of Accounts
    4,116
    ACCOUNTS
  • Average Account Value
    $25,321,679
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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