Michael WaltersCRD Number: 1062699
Current Firm: Ameriprise Financial Services, Inc.
Michael Walters (CRD# 1062699) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Tampa, FL and has over 34 years of experience in the finance industry.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Ameriprise Financial Services Inc.||Tampa, FL||Dec 2009 - Current||7|
|Morgan Stanley Smith Barney||Tampa, FL||Jun 2009 - Dec 2009||< 1|
|Citigroup Global Markets Inc.||Tampa, FL||Mar 1984 - Dec 2009||25|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1982|
|S65||NASAA Investment Advisors Law Examination||Mar 1994|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV