Nicklaus MattinglyCRD Number: 5940782
Current Firm: Heritage Investment Group, Inc.
Nicklaus Mattingly (CRD# 5940782) is an Investment Advisor Representative working at Heritage Investment Group, Inc. in Tampa, FL and has over 6 years of experience in the finance industry. Nicklaus Mattingly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Gavin Management Group, Inc.
The Financial Well, Inc.
Gator Capital Management, LLC
|Heritage Investment Group, Inc.||Tampa, FL||Apr 2014 - Current||3|
|Ernst & Young LLP||Tampa, FL||Jul 2012 - Apr 2014||1|
|Ernst & Young Investment Advisers LLP||Indianapolis, IN||Aug 2009 - Jun 2012||2|
|Indiana University||Bloomington, IN||Aug 2005 - May 2009||3|
|Ernst & Young LLP||Indianapolis, IN||Jun 2008 - Aug 2008||< 1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jun 2011|
Total Assets Under Management986MILLIONS
Total Number of Accounts1,487ACCOUNTS
Average Account Value$663,306
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, LA, MA, MD, ME, MI, MS, NC, NJ, NY, OH, PA, SC, TN, TX, VA, WI