Nicklaus Mattingly, financial advisor Tampa FL
90 score

Nicklaus Mattingly

CRD Number: 5940782
Current Firm: Heritage Investment Group, Inc.

Nicklaus Mattingly (CRD# 5940782) is an Investment Advisor Representative working at Heritage Investment Group, Inc. in Tampa, FL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Heritage Investment Group, Inc. Tampa, FL Apr 2014 - Current 2
Ernst & Young LLP Tampa, FL Jul 2012 - Apr 2014 1
Ernst & Young Investment Advisers LLP Indianapolis, IN Aug 2009 - Jun 2012 2
Indiana University Bloomington, IN Aug 2005 - May 2009 3
Ernst & Young LLP Indianapolis, IN Jun 2008 - Aug 2008 < 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jun 2011
Contact Info for Nicklaus B. Mattingly
Phone Number: 954-785-5400
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    878
    MILLIONS
  • Total Number of Accounts
    1,446
    ACCOUNTS
  • Average Account Value
    $607,369
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, LA, MA, MD, ME, MI, MS, NC, NJ, NY, OH, PA, SC, TN, TX, VA, WI

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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