Nicole Mosley, financial advisor Tampa FL
96 score

Nicole Mosley

CRD Number: 5361844
Current Firm: Usaa Financial Planning Services

Nicole Mosley (CRD# 5361844) is an Investment Advisor Representative working at Usaa Financial Planning Services in Tampa, FL and has over 8 years of experience in the finance industry. Nicole Mosley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Robert Henderson, financial advisor Tampa FL
Robert C. Henderson
CRD# 5089860
Lansdowne Wealth Management, LLC
Score
104
Similar Advisors
Matthew Cunningham, financial advisor Tampa FL
Matthew J. Cunningham
CRD# 5298864
First Financial Advisory Services Inc.
Score
103
Similar Advisors
Harold Hartmann, financial advisor Tampa FL
Harold H. Hartmann
CRD# 5580878
Sagepoint Financial, Inc.
Score
103
Professional Designations
Company Name Location Dates Years
Rodan And Fields San Francisco, CA May 2016 - Current < 1
Usaa Financial Advisors, Inc. Tampa, FL Feb 2014 - Current 2
Usaa Financial Planning Services Tampa, FL Feb 2014 - Current 2
Ameriprise Financial Services, Inc./mclendon & Associates Clearwater, FL May 2011 - Feb 2014 2
Dimensions Wealth Partners Tampa, FL Feb 2010 - May 2011 1
Raymond James Financial Services, Inc. Tampa, FL Mar 2010 - Sep 2010 < 1
Lpl Financial/peace Wealth Mgmnt Seminole, FL Jan 2009 - Feb 2010 1
Lpl Financial/peace Wealth Mgmnt Seminole, FL Jan 2009 - Feb 2010 1
Ameriprise Financial Services, Inc. Tampa, FL Mar 2008 - Jan 2009 < 1
Laser Labs, Inc. Tampa, FL Jan 2007 - Mar 2008 1
University Of Tampa Tampa, FL Jan 2005 - Dec 2006 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2008
Contact Info for Nicole R. Mosley
Phone Number: 800-531-USAA
Firm Website: https://www.usaa.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Financial planning services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Nicole Mosley and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.