Phillip Kline, financial advisor New York NY

Phillip Kline

CRD Number: 6132599
Current Firm: Steward Partners Investment Advisory, LLC

Phillip Kline (CRD# 6132599) is an Investment Advisor Representative working at Steward Partners Investment Advisory, LLC in New York, NY and has over 9 years of experience in the finance industry. Phillip Kline has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Steward Partners Investment Advisory, LLC Lutz, FL May 2022 - Current 1
Steward Partners Global Advisory, LLC Lutz, FL May 2022 - Current 1
Steward Partners Investment Solutions, LLC Lutz, FL May 2022 - Current 1
Raymond James Financial Services, Inc. Lutz, FL May 2022 - May 2022 < 1
Charles Schwab & Company, Inc. St Petersburg, FL Sep 2021 - May 2022 < 1
Charles Schwab Bank, Ssb St Petersburg, FL Sep 2021 - May 2022 < 1
Raymond James & Associates, Inc. Saint Petersburg, FL Dec 2018 - Sep 2021 2
Raymond James Financial Services Advisors Inc. St. Petersburg, FL Nov 2017 - Dec 2018 1
Raymond James Financial Services, Inc. St. Petersburg, FL Oct 2017 - Dec 2018 1
Usaa Financial Advisors, Inc. Tampa, FL Oct 2014 - Oct 2017 3
Usaa Financial Planning Services Tampa, FL Oct 2014 - Oct 2017 3
T. Rowe Price Investment Services, Inc. Tampa, FL Oct 2012 - Oct 2014 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2014
Contact Info for Phillip M. Kline
Phone Number: 212-364-0364
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    12,169
    MILLIONS
  • Total Number of Accounts
    27,637
    ACCOUNTS
  • Average Account Value
    $440,314
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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