Roger Thompson (CRD# 2372311) is an Investment Advisor Representative working at Private Client Services Group, LLC in Ocala, FL and has over 29 years of experience in the finance industry.
CRD# 2882852
Pnc Investments
CRD# 6436659
J.p. Morgan Securities LLC
CRD# 5926598
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| United Planners Financial Services | Scottsdale, AZ | Nov 2016 - Current | 7 |
| Private Client Services Group, LLC | Tampa, FL | Apr 2015 - Current | 9 |
| International Assets Advisory LLC | Tampa, FL | Nov 2011 - Oct 2016 | 4 |
| International Assets Investment Management LLC | Tampa, FL | Oct 2011 - Dec 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1994 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2006 |
- FL
- TX
-
Total Assets Under Management6MILLIONS
-
Total Number of Accounts34ACCOUNTS
-
Average Account Value$180,089
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
FL, TX
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